SEC Filings

DEF 14A
RELIANCE STEEL & ALUMINUM CO filed this Form DEF 14A on 04/05/2019
Entire Document
 

(3)

BlackRock, Inc. filed an amended Schedule 13G on February 6, 2019 in which it identifies itself as a parent holding company, with sole voting power over 6,278,967 shares and sole dispositive power over 6,728,031 shares.

(4)

The Vanguard Group filed an amended Schedule 13G on February 11, 2019 in which it identifies itself as an investment advisor having sole voting power over 34,467 shares, shared voting power over 8,828 shares, shared dispositive power over 35,224 shares and sole dispositive power over 6,424,050 shares.

(5)

Victory Capital Management Inc. filed an amended Schedule 13G on February 1, 2019 in which it identifies itself as an investment advisor having sole voting power over 4,001,940 shares and sole dispositive power over 4,185,587 shares.

(6)

Of the 1,732,463 shares reported based on the most recent Form 4 filed by Mr. Gimbel, (a) 1,721,813 shares are owned by Thomas W. Gimbel, and (b) 10,650 shares are held by Thomas W. Gimbel as trustee of trusts for the benefit of Mr. Gimbel’s children. Mr. Gimbel disclaims beneficial ownership of the 10,650 shares held as trustee of trusts for the benefit of Mr. Gimbel’s children. Mr. Gimbel has pledged 400,000 shares as security for a line of credit account on which there is no amount currently outstanding.

(7)

78,200 shares are held by Mr. Hannah and his wife as co-trustees of the David H. and Joan B. Hannah Family Trust. 

(8)

Includes 6,000 shares issuable upon the exercise of stock options held by Mr. Hayes, with an exercise price of $44.99 per share. 14,815 shares are held by Mr. Hayes as trustee of the Douglas and Connie Hayes Living Trust.

(9)

Excludes 1,085 shares and 3,501 shares with respect to which Mr. Hoffman has a vested right and shared voting power pursuant to our ESOP and 401(k) Plan, respectively. Excludes 124,450 unvested restricted stock units.

(10)

Of the 24,865 shares reported based on the most recent Form 4 filed by Mr. Kaminski, (a) 18,886 shares are owned by Mark V. Kaminski, and (b) 5,979 shares are held by Mr. Kaminski as trustee of the Elizabeth S. Kaminski Gift Trust.

(11)

Excludes 6,531 shares and 195 shares with respect to which Mrs. Lewis has a vested right and shared voting power pursuant to our ESOP and 401(k) Plan, respectively. Excludes 85,850 unvested restricted stock units.

(12)

Of the 17,910 shares reported based on the most recent Form 4 filed by Mr. McEvoy, (a) 16,700 shares are owned by Robert A. McEvoy, and (b) 1,210 shares are held as custodian for his minor children under the Uniform Transfers to Minors Act. Mr. McEvoy disclaims beneficial ownership of the 1,210 shares held as custodian for his minor children.

(13)

166,425 shares are held by Mr. Mollins as trustee of the Mollins Family Trust. Excludes 12,846 shares with respect to which Mr. Mollins has a vested right and shared voting power pursuant to our ESOP. Excludes 168,900 unvested restricted stock units.

(14)

Excludes 2,931 shares with respect to which Mr. Sales has a vested right and shared voting power pursuant to our ESOP. Excludes 51,350 unvested restricted stock units.

(15)

Excludes 250 shares with respect to which Mr. Shanley has a vested right and shared voting power pursuant to our ESOP. Excludes 46,000 unvested restricted stock units.

(16)

Of the 20,445 shares reported based on the most recent Form 4 filed by Mr. Sharkey, (a) 4,893 shares are owned by Andrew G. Sharkey, III, and (b) 15,552 shares are held by Mr. Sharkey as trustee of the Sharkey Family Trust.

(17)

3,200 shares are held by Kivi Talo Holdings LLC in which Mr. Stotlar is the sole member. Mr. Stotlar disclaims beneficial ownership of the 3,200 shares held by Kivi Talo Holdings LLC. 

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